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SEC Proposes to Modernize Rules for Registered Transfer Agents

The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system.

SEC

SEC Proposes to Modernize Rules for Registered Transfer Agents

Why it matters

Policy text and timing change what products can ship and who can custody or list assets. Read the primary draft before treating a headline as a rule.

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